A method and system for permitting a government agency or a medical
research Institution to retain an independent Audit Agency to
periodically audit a clinical trial testing the effect of experimental
drugs on patients, being conducted by the Institution, to insure the
audit conducted is in compliance with the privacy requirements of HIPAA.
Prior to the audit, the Institution assembles individual electronic
patient records relative to the clinical trial into an XML file in a
discrete database, wherein each patient record has all personal
information deleted, and such record is identified by a unique number or
code assigned by the Institution. In turn, remote from the Institution,
the Audit Agency transforms an appropriate search and indexing engine by
adding to it libraries of text names, and synonyms, and constructs
application programs containing the associated Protocol requirements and
rules. The Audit Agency sends the transformed Search Engine to the
Institution via the Internet or on CD's. The Institution runs the Search
Engine against their database to produce a Compliance Report detailing
all discrepancies found relative the Protocol course of medical treatment
for each patient in the clinical trial, and sends the report to the Audit
Agency. The Audit Agency processes the report to provide an Audit Report
to Institution requesting comments, and if necessary, a corrective action
plan.